Julien Georges Patrick Goux

Provided subject matter expertise in international AML regulations and KYC guidelines to establish resilient financial crime policy frameworks.

Partnered with cross-functional teams across 1st and 2nd lines of defence to drive critical KYC transformations, simplifying policies vs. procedures to eliminate redundancies.

Conducted thorough legal research and analytical thinking on international regulatory trends and emerging AML risks, delivering actionable advice for policy development.

Managed automation efforts for collecting and integrating country-specific KYC and AML requirements into a scalable global framework.

Formulated and delivered high-quality presentation decks to executive stakeholders, communicating critical policy changes, strategic initiatives, and project roadmaps.

Successfully delivered 14 high-stakes regulatory compliance, AML, and investor registration engagements across global financial institutions.

Authored two operational compliance manuals ('An approach to AML, KYC and Compliance' and 'PEPs') to standardize learning development, onboarding, and training.

Provided consultative compliance leadership, managing organizational teams through 1:1 sessions, feedback loops, tracking, and continuous coaching.

Delivered multiple high-level compliance, AML, and CLM-KYC training frameworks for executive stakeholders, including Chief Risk Officers, Chief Investor Officers, and Asset Management Directors.

Orchestrated a landmark investor onboarding framework at Macquarie Bank (Sep 2021 – Feb 2024), implementing rigid risk controls and advising global branches (EMEA, Americas, APAC) as a trusted 2nd line of defence consultant.

Deployed 3 complex financial crime risk prevention missions at RBS International (June 2024 – June 2025), conducting in-depth AML/KYC/CDD remediations on high-risk customer accounts with stellar performance tracking.

Optimized budget control measures and handled cost reduction tracking as a Financial Analyst Consultant at Allied Irish Banks PLC (May 2021 – Aug 2021), generating complex asset datasets/monthly reconciliation reports.

Executed rigorous European MiFID Template (EMT) regulatory analysis and managed formal business reviews for a high-profile Dutch Fund Manager client.

Managed the operational implementation of KIID and Factsheets to ensure full compliance with European fund disclosures.

Approved and signed off on the official compliance status of AML for investor accounts, executing quality control checks on transfer agency documentation.

Ensured account opening validation under tight SLA limits, maintaining high standards of compliance and risk mitigation.

Managed complex over-the-counter (OTC) trading operations, stock loans, and clearing house resolutions for Swiss and Italian markets.

Escalated and resolved unmatched daily OTC trades to achieve rapid risk mitigation and operational efficiency.

Operated as Project Manager Coordinator for the transfer agency remediation team, ensuring key project milestones were consistently met.

Ran Quality Assessments on analyst outputs and performed comprehensive control checks on investor file validations.

Directed a team of 5 personnel to streamline day-to-day operations, verifying investor profiles via robust SDD/CDD/EDD and PEP screenings.

Successfully finalized cyclical AML reviews for the CBI regulator visit, ensuring full compliance.

Managed the technical migration project moving BNY Mellon fund populations within UAT testing from NTAS to NTAS Web.

Minimized verification queries by 80% through communication optimization, enhancing operational efficiency.

Promoted to AML SME, supporting 70 operational analysts across global hubs (India, Luxembourg, Ireland), ensuring strict policy alignment.

Conducted FATCA and CRS reviews as per MiFID I and MiFID II regulations.

Headed a team of 17 Executive Escalations Specialists across Dublin and Berlin, managing litigations, GDPR privacy, and compliance for eBay.

Achieved an unprecedented 99% winning ratio across all legal cases in court, demonstrating exceptional legal and compliance expertise.

Formed part of the frontline defense against digital financial crimes as Risk Operations Senior Analyst for PayPal.

Engineered the customized internal Legal Compliance Knowledge Base for the Belgian market, improving operational efficiency and knowledge sharing.